Bank Compliance Officer
National Iron Bank National Iron Bank Salisbury, CT Salisbury, CT Full-time Full-time $75,000 - $100,000 a year $75,000 - $100,000 a year Position
Summary:
This position will be responsible for the scope and execution of the the Compliance program by administering key elements in accordance with regulatory requirements and audit methodology, such as regulatory tracking, compliance research, compliance testing, compliance training and marketing reviews.
The candidate must be able to supervise execution of the Compliance Program related audit plan and effectively dimension, communicate findings and address concerns raised by Bank regulators.
Essential Duties and
Responsibilities:
Administration of the Bank's Compliance Management Program.
Fosters strong, collaborative partnerships with lines of business and serves as the compliance resource for the Bank.
Monitors policies and procedures to ensure compliance with federal regulations and internal controls.
Helps with regulatory tracking of laws and regulations that impact compliance, including the monitoring of new legislation or changes to existing laws and regulations.
Provide reporting on how new or changes to existing laws and regulations may impact the line of business.
Manages Regulatory Compliance Checklists and updates as necessary due to regulatory changes.
Develops internal compliance testing programs for retail, deposits, operations, and lending areas.
Oversee all aspects of compliance risk management for the Bank's lines of business, including developing and maintaining risk assessment.
Conducts risk-based compliance testing on areas within the Bank to ensure compliance with applicable regulations, identifies corrective actions, trends, and training opportunities.
Works with outside auditors and presents audit results and recommends corrective action for compliance related issues to various levels of business leadership.
Assists in the resolution of compliance issues within the Bank.
Develops and delivers training materials/documentation on compliance related topics, policies, and procedures throughout the Bank.
Conducts periodic reviews of marketing advertisements and regulatory disclosures to ensure compliance with applicable federal and state laws.
Gathers information requested by regulatory agencies, internal and external auditors.
Oversight of BSA/AML program and BSA Analyst to ensure compliance with regulatory standards.
Assist with investigations, alerts, and fraud risks in the organization.
Maintains a proficient knowledge of laws and regulations, including relevant changes of rules/regulations and other industry news of regulatory guidance, enforcement actions and advisory opinions of applicable regulatory agencies.
Supervisory
Responsibilities:
BSA/AML Analyst Education and/or
Experience:
Two to five years related experience in bank regulatory compliance, audit or other compliance related function; or equivalent combination of education and experience.
Bachelor's degree or equivalent experience preferred.
Certificates, License, Registrations:
Certified Compliance Officer through CRCM or a similar financial industry-recognized organization is preferred, or willing to obtain once hired.
Qualification Requirements:
To perform this job successfully, an individual must be able to perform each essential duty satisfactorily.
The requirements listed are representative of the knowledge, skill, and/or ability required.
Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
Strong ability to write clearly and concisely, excellent communication skills and ability to foster collaboration and teamwork, proficient conflict management skills, and strong customer service skills.
Ability to travel freely amongst branch locations.
Technical proficiency to include strong working knowledge of Microsoft Office (Word, Excel, Outlook, and PowerPoint), Adobe Acrobat, regulatory compliance management systems (Abrigo), and aptitude to learn new systems.
The above description covers the most significant responsibilities but does not exclude other occasional responsibilities and accountabilities, the inclusion of which would be in conformity with the major purpose of this job.
Job Type:
Full-time Pay:
$75,000.
00 - $100,000.
00 per year Schedule:
8 hour shift Work Location:
Hybrid remote in Salisbury, CT 06068.
Estimated Salary: $20 to $28 per hour based on qualifications.
Summary:
This position will be responsible for the scope and execution of the the Compliance program by administering key elements in accordance with regulatory requirements and audit methodology, such as regulatory tracking, compliance research, compliance testing, compliance training and marketing reviews.
The candidate must be able to supervise execution of the Compliance Program related audit plan and effectively dimension, communicate findings and address concerns raised by Bank regulators.
Essential Duties and
Responsibilities:
Administration of the Bank's Compliance Management Program.
Fosters strong, collaborative partnerships with lines of business and serves as the compliance resource for the Bank.
Monitors policies and procedures to ensure compliance with federal regulations and internal controls.
Helps with regulatory tracking of laws and regulations that impact compliance, including the monitoring of new legislation or changes to existing laws and regulations.
Provide reporting on how new or changes to existing laws and regulations may impact the line of business.
Manages Regulatory Compliance Checklists and updates as necessary due to regulatory changes.
Develops internal compliance testing programs for retail, deposits, operations, and lending areas.
Oversee all aspects of compliance risk management for the Bank's lines of business, including developing and maintaining risk assessment.
Conducts risk-based compliance testing on areas within the Bank to ensure compliance with applicable regulations, identifies corrective actions, trends, and training opportunities.
Works with outside auditors and presents audit results and recommends corrective action for compliance related issues to various levels of business leadership.
Assists in the resolution of compliance issues within the Bank.
Develops and delivers training materials/documentation on compliance related topics, policies, and procedures throughout the Bank.
Conducts periodic reviews of marketing advertisements and regulatory disclosures to ensure compliance with applicable federal and state laws.
Gathers information requested by regulatory agencies, internal and external auditors.
Oversight of BSA/AML program and BSA Analyst to ensure compliance with regulatory standards.
Assist with investigations, alerts, and fraud risks in the organization.
Maintains a proficient knowledge of laws and regulations, including relevant changes of rules/regulations and other industry news of regulatory guidance, enforcement actions and advisory opinions of applicable regulatory agencies.
Supervisory
Responsibilities:
BSA/AML Analyst Education and/or
Experience:
Two to five years related experience in bank regulatory compliance, audit or other compliance related function; or equivalent combination of education and experience.
Bachelor's degree or equivalent experience preferred.
Certificates, License, Registrations:
Certified Compliance Officer through CRCM or a similar financial industry-recognized organization is preferred, or willing to obtain once hired.
Qualification Requirements:
To perform this job successfully, an individual must be able to perform each essential duty satisfactorily.
The requirements listed are representative of the knowledge, skill, and/or ability required.
Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
Strong ability to write clearly and concisely, excellent communication skills and ability to foster collaboration and teamwork, proficient conflict management skills, and strong customer service skills.
Ability to travel freely amongst branch locations.
Technical proficiency to include strong working knowledge of Microsoft Office (Word, Excel, Outlook, and PowerPoint), Adobe Acrobat, regulatory compliance management systems (Abrigo), and aptitude to learn new systems.
The above description covers the most significant responsibilities but does not exclude other occasional responsibilities and accountabilities, the inclusion of which would be in conformity with the major purpose of this job.
Job Type:
Full-time Pay:
$75,000.
00 - $100,000.
00 per year Schedule:
8 hour shift Work Location:
Hybrid remote in Salisbury, CT 06068.
Estimated Salary: $20 to $28 per hour based on qualifications.
|
|
 | |
